Disclaimer
The Short Version (For Those in a Hurry):
This is an educational newsletter, not a financial advisory service. We are not licensed financial advisors.
All content is for informational purposes only. It is our opinion and should not be considered investment advice.
You must conduct your own thorough research before making any investment.
Investing in small-cap stocks carries a high degree of risk and can result in the loss of your entire investment.
Always consult a qualified, licensed professional before buying or selling any security mentioned in this publication.
Last Updated: July 26, 2025
These Terms of Service ("Terms") for The Small Cap Strategist ("the Publication") govern your use of our content, including but not limited to our Substack newsletter, articles, website, and any related materials (collectively, the "Content"). Your subscription to or use of the Publication constitutes your full and unconditional agreement to these Terms.
IMPORTANT NOTICE: THESE TERMS CONTAIN SIGNIFICANT PROVISIONS, INCLUDING DISCLAIMERS OF WARRANTIES, LIMITATIONS OF OUR LIABILITY, AND YOUR OBLIGATION TO INDEMNIFY US. THESE PROVISIONS ARE A FUNDAMENTAL BASIS OF OUR AGREEMENT.
1. Agreement and Your Consent
Welcome to The Small Cap Strategist (“we,” “us,” “our”). By accessing, reading, subscribing to, or otherwise using our Publication, you (“Subscriber,” “you,” “your”) agree to be legally bound by these Terms in their entirety. If you do not agree with any part of these Terms, you must immediately cease all use of our Content.
We reserve the right to amend or modify these Terms at any time without specific notice to you. The latest version of the Terms will be posted on our platform, and it is your responsibility to review them periodically. Your continued use of the Publication after any modifications constitutes your acceptance of the new Terms.
2. Core Disclaimer: Not Investment Advice
Please be advised that The Small Cap Strategist is a financial media and publishing company. We operate under the "publisher's exclusion" and are not registered as an investment advisor, broker-dealer, or in any other similar capacity with the U.S. Securities and Exchange Commission (SEC) or any state securities regulatory authority.
The Content we provide is for informational and educational purposes only. It represents our opinions, analysis, and commentary based on publicly available information, which we believe to be reliable. However, we do not and cannot guarantee the accuracy, timeliness, or completeness of any information presented.
Nothing in our Publication should be interpreted as a solicitation, recommendation, or offer to buy or sell any security. The Content is impersonal and not tailored to the investment needs of any specific person. Do not contact us seeking personalized investment advice, as we cannot and will not provide it. Past performance is not indicative of future results.
3. Assumption of Risk and Your Responsibility
Investing in securities, particularly the small-cap and micro-cap stocks often discussed in this Publication, is highly speculative and involves substantial risk. You could lose all or a significant portion of your investment. You, the Subscriber, assume the entire cost and risk of any investing you choose to undertake.
You are solely responsible for your own investment decisions. Before making any decision, you must conduct your own independent research and due diligence. You represent that you are a sophisticated investor capable of evaluating the merits and risks of the information presented. The Content is not a substitute for advice from a licensed professional. You should always consult with a qualified financial advisor, tax advisor, and/or legal counsel to determine the suitability of any investment.
4. Disclosure and Conflicts of Interest
You should assume that the author(s) and/or affiliates of The Small Cap Strategist may hold an investment position (long, short, or neutral) in any of the securities mentioned in the Publication. We may transact in these securities at any time—before, during, or after publication—without further notice. Our positions may create a conflict of interest, and we stand to benefit financially from any price movement in the securities we discuss.
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